The Securities Enforcement Empirical Database (SEED) tracks and records information for SEC enforcement actions filed against public companies traded on major U.S. exchanges and their subsidiaries. Created by the NYU Pollack Center for Law & Business in cooperation with Cornerstone Research, SEED facilitates the analysis and reporting of SEC enforcement actions through regular updates of new filings and resolution information for ongoing enforcement actions.

SEED currently covers enforcement actions against public companies traded on major U.S. exchanges and their subsidiaries including information on other entities and individuals involved in the actions or related actions filed beginning October 1, 2009, the start of the SEC's 2010 fiscal year.

This website search function is currently experiencing issues with the accuracy of certain search results. If you need assistance while we work to resolve the problem, please contact NYU at law.seed@nyu.edu> or Cornerstone Research at sec_research@cornerstone.com.

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Defendant Type(s)
Allegation Type(s)
Calendar Year of First Document in SEED
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Calendar Year of First Resolution
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Total Penalty and Disgorgement Amount Range
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Include Computed Totals
Include Shared Amounts
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