Defendant Name:
Tianfu Li
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. China Intelligent Lighting and Electronics, Inc. et al.
First Document Date
22-Jul-2013
Initial Filing Format
Civil Proceeding
Case Number
13-cv-05079
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Current: Director—Chairman at NIVS IntelliMedia Technology Group, Inc.
- Current: CEO at NIVS IntelliMedia Technology Group, Inc.
- Current: Founder at NIVS IntelliMedia Technology Group, Inc.
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Tianfu Li is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Tianfu Li is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Tianfu Li is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
29-Apr-2014
Headline Total Penalty and Disgorgement
$76,477,649
Other Defendants in Action:
