Defendant Name:
Gao Zhentao
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Yuhe International, Inc., and Gao Zhentao
First Document Date
18-Oct-2013
Initial Filing Format
Civil Proceeding
Case Number
13-cv-01598
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Current: Director—Chairman at Yuhe International, Inc. (From March 12, 2008)
- Current: CEO at Yuhe International, Inc. (From March 12, 2008)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Gao Zhentao is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Gao Zhentao is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Gao Zhentao is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Gao Zhentao is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Gao Zhentao is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Gao Zhentao is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Gao Zhentao is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Sec 14(a) of the Exchange Act (willfully/knowingly).
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Rule 14a-3 of the Exchange Act (willfully/knowingly).
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Rule 14a-9 of the Exchange Act (willfully/knowingly).
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Sec 17(a)(2) of the Securities Act (willfully/knowingly).
Gao Zhentao is alleged to have aided and abetted
Yuhe International, Inc.'s violation of Sec 17(a)(3) of the Securities Act (willfully/knowingly).
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
26-Jan-2015
Other Defendants in Action:
