Securities Enforcement Empirical Database (SEED)

Defendant Name: Aichun Li

Defendant Type: Individual

Legal Case Name SEC v. Keyuan Petrochemicals, Inc. and Aichun Li

First Document Date 28-Feb-2013

Initial Filing Format Civil Proceeding

Case Number 13-cv-00263

Allegation Type Issuer Reporting and Disclosure

Federal District Court District of Columbia, District of Columbia

Exchange Act

• Sec 13(b)(5)

Aichun Li is alleged to have aided and abetted Keyuan Petrochemicals, Inc.'s violation of Rule 12b-20 of the Exchange Act.

Aichun Li is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.

Aichun Li is alleged to have aided and abetted Keyuan Petrochemicals, Inc.'s violation of Sec 13(a) of the Exchange Act.

Aichun Li is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.

Aichun Li is alleged to have aided and abetted Keyuan Petrochemicals, Inc.'s violation of Rule 13a-13 of the Exchange Act.

Aichun Li is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.

Aichun Li is alleged to have aided and abetted Keyuan Petrochemicals, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Aichun Li is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.

First Resolution Date 02-Jul-2013

Headline Total Penalty and Disgorgement $1,025,000

Keyuan Petrochemicals, Inc.

In the Matter of Aichun Li, CPA

Aichun Li

In the Matter of Patrizio & Zhao LLC and Xinggeng (John) Zhao, CPA

Patrizio & Zhao LLC

Xinggeng (John) Zhao, CPA