Defendant Name: Jane Towery

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Piper Jaffray & Co. and Jane Towery
First Document Date 05-Nov-2013
Initial Filing Format Administrative Action
File Number 3-15603
Allegation Type Municipal Securities & Public Pensions


Violations Alleged

Securities Act
Sec 17(a)(2)
Sec 17(a)(3)


First Resolution Date 05-Nov-2013
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

33-9472 05-Nov-2013 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 15(B)(c) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Related Actions:

In the Matter of The Greater Wenatchee Regional Events Center Public Facilities District, Allison Williams, Global Entertainment Corporation, and Richard Kozuback