Defendant Name: Apple Six Advisors, Inc.

Defendant Type: Other

Initial Case Details

Legal Case Name In the Matter of Apple REIT Six, Inc.; Apple REIT Seven, Inc.; Apple REIT Eight, Inc.; Apple REIT Nine, Inc.; Apple Six Advisors, Inc.; Apple Seven Advisors, Inc.; Apple Eight Advisors, Inc.; Apple Nine Advisors, Inc.; Glade M. Knight; and Bryan F. Peery, CPA
First Document Date 12-Feb-2014
Initial Filing Format Administrative Action
File Number 3-15750
Allegation Type Issuer Reporting and Disclosure
AAER 3535

Violations Alleged

Exchange Act
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-13
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
• Sec 14(a)
• Rule 14a-9

Related Violations Alleged

Apple Six Advisors, Inc. is alleged to have caused Apple REIT Six, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Eight, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Nine, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Seven, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Six, Inc.'s violation of Sec 13(a) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Eight, Inc.'s violation of Sec 13(a) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Nine, Inc.'s violation of Sec 13(a) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Seven, Inc.'s violation of Sec 13(a) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Six, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Eight, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Nine, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Seven, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Six, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Eight, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Nine, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Seven, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Six, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Eight, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Nine, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Seven, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Six, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Eight, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Nine, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Seven, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Six, Inc.'s violation of Sec 14(a) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Eight, Inc.'s violation of Sec 14(a) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Nine, Inc.'s violation of Sec 14(a) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Seven, Inc.'s violation of Sec 14(a) of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Six, Inc.'s violation of Rule 14a-9 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Eight, Inc.'s violation of Rule 14a-9 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Nine, Inc.'s violation of Rule 14a-9 of the Exchange Act.
Apple Six Advisors, Inc. is alleged to have caused Apple REIT Seven, Inc.'s violation of Rule 14a-9 of the Exchange Act.

Resolutions

First Resolution Date 12-Feb-2014

Related Documents:

33-9548 12-Feb-2014 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, Imposing Civil Penalties and a Cease-and-Desist Order

Other Defendants in Action:

Apple REIT Eight, Inc.
Apple REIT Nine, Inc.
Apple REIT Seven, Inc.
Apple REIT Six, Inc.
Glade M. Knight
Bryan F. Peery
Apple Seven Advisors, Inc.
Apple Eight Advisors, Inc.
Apple Nine Advisors, Inc.