Defendant Name:
Erik K. Bardman
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Erik K. Bardman, and Jennifer F. Wolf
First Document Date
18-Apr-2016
Initial Filing Format
Civil Proceeding
Case Number
16-cv-02023
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Northern District of California
Affiliations
- Former: CFO at Logitech International, S.A.
- Former: President of Finance at Logitech International, S.A.
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act; Section 304(a) Sarbanes-Oxley Act
Related Violations Alleged
Erik K. Bardman is alleged to have aided and abetted Logitech International, S.A.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Erik K. Bardman is alleged to have aided and abetted Logitech International, S.A.'s violation of Rule 12b-20 of the Exchange Act.
Erik K. Bardman is alleged to have aided and abetted Logitech International, S.A.'s violation of Sec 13(a) of the Exchange Act.
Erik K. Bardman is alleged to have aided and abetted Logitech International, S.A.'s violation of Rule 13a-1 of the Exchange Act.
Erik K. Bardman is alleged to have aided and abetted Logitech International, S.A.'s violation of Rule 13a-11 of the Exchange Act.
Erik K. Bardman is alleged to have aided and abetted Logitech International, S.A.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Erik K. Bardman is alleged to have aided and abetted Logitech International, S.A.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
06-Sep-2018
Headline Total Penalty and Disgorgement
$174,000
Other Defendants in Action:
