Defendant Name: Mark McKinnies

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Mark McKinnies
First Document Date 29-Mar-2017
Initial Filing Format Civil Proceeding
Case Number 17-cv-00566
Allegation Type Issuer Reporting and Disclosure
Federal District Court District of Columbia, District of Columbia


Violations Alleged

Securities Act
Sec 17(a)(2)
Sec 17(a)(3)
Rule 13b2-1 Exchange Act


First Resolution Date 29-Mar-2017
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

LR-23793 29-Mar-2017 Litigation Release
SEC Charges Environmental Services Company and Former Chief Financial Officer for Accounting Failures
comp23793 29-Mar-2017 Complaint
court_doc6_17-cv-00566 19-Apr-2017 Court Docket Document
Final Judgment as to Defendant Mark McKinnies

Related Actions:

In the Matter of Advanced Emissions Solutions, Inc.