Defendant Name:
Mark McKinnies
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Mark McKinnies
First Document Date
29-Mar-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-00566
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: Director—No Specific Position Named in Document at Advanced Emissions Solutions, Inc. (1996—2014)
- Former: Senior Vice President at Advanced Emissions Solutions, Inc. (1996—2014)
- Former: CFO at Advanced Emissions Solutions, Inc. (1996—2014)
- Former: Secretary at Advanced Emissions Solutions, Inc. (1996—2014)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
- Bar on practicing before the SEC as an Accountant for 5 years
First Resolution Date
29-Mar-2017
Headline Total Penalty and Disgorgement
$238,692
