Defendant Name: Andrew Hodge

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Lidingo Holdings LLC, Kamilla Bjorlin, Andrew Hodge, Brian Nichols, and Vincent Cassano
First Document Date 10-Apr-2017
Initial Filing Format Civil Proceeding
Case Number 17-cv-02540
Allegation Type Market Manipulation
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a)(1)
Sec 17(a)(2)
Sec 17(a)(3)
Other
Section 17(b) Securities Act

Related Violations Alleged

Andrew Hodge is alleged to have aided and abetted Brian Nichols's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Andrew Hodge is alleged to have aided and abetted Vincent Cassano's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Andrew Hodge is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Andrew Hodge is alleged to have aided and abetted Brian Nichols's violation of Sec 17(a)(1) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted Vincent Cassano's violation of Sec 17(a)(1) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 17(a)(1) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted Brian Nichols's violation of Sec 17(a)(2) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted Vincent Cassano's violation of Sec 17(a)(2) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 17(a)(2) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted Brian Nichols's violation of Sec 17(a)(3) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted Vincent Cassano's violation of Sec 17(a)(3) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 17(a)(3) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted Brian Nichols's violation of Section 17(b) Securities Act; Rule 10b-5(a), 10b-5(b), 10b-5(c) Exchange Act.
Andrew Hodge is alleged to have aided and abetted Vincent Cassano's violation of Section 17(b) Securities Act; Rule 10b-5(a), 10b-5(b), 10b-5(c) Exchange Act.
Andrew Hodge is alleged to have aided and abetted an unidentified individual or entity's violation of Section 17(b) Securities Act; Rule 10b-5(a), 10b-5(b), 10b-5(c) Exchange Act.

Resolutions

First Resolution Date 25-Oct-2017

Related Documents:

comp23802-lidingo_3-17914 10-Apr-2017 Complaint
Complaint
court_doc52_17-cv-02540 25-Oct-2017 Court Docket Document
Order Granting Defendant's Motion for Transfer of Venue

Other Defendants in Action: