Defendant Name:
Andrew Hodge
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Lidingo Holdings LLC, Kamilla Bjorlin, Andrew Hodge, Brian Nichols, and Vincent Cassano
First Document Date
10-Apr-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-02540
Allegation Type
Market Manipulation
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Undetermined at Lidingo Holdings, LLC (December 2011—March 2014)
Violations Alleged
•
Section 17(b) Securities Act
Related Violations Alleged
Andrew Hodge is alleged to have aided and abetted
Brian Nichols's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Andrew Hodge is alleged to have aided and abetted
Vincent Cassano's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Andrew Hodge is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Andrew Hodge is alleged to have aided and abetted
Brian Nichols's violation of Sec 17(a)(1) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Vincent Cassano's violation of Sec 17(a)(1) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 17(a)(1) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Brian Nichols's violation of Sec 17(a)(2) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Vincent Cassano's violation of Sec 17(a)(2) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 17(a)(2) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Brian Nichols's violation of Sec 17(a)(3) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Vincent Cassano's violation of Sec 17(a)(3) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 17(a)(3) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Brian Nichols's violation of Section 17(b) Securities Act; Rule 10b-5(a), 10b-5(b), 10b-5(c) Exchange Act.
Andrew Hodge is alleged to have aided and abetted
Vincent Cassano's violation of Section 17(b) Securities Act; Rule 10b-5(a), 10b-5(b), 10b-5(c) Exchange Act.
Andrew Hodge is alleged to have aided and abetted an unidentified individual or entity's violation of Section 17(b) Securities Act; Rule 10b-5(a), 10b-5(b), 10b-5(c) Exchange Act.
Resolutions
First Resolution Date
25-Oct-2017
Other Defendants in Action:
