Defendant Name:
PHL Variable Insurance Company
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
The Phoenix Companies Inc.
SIC Code:
6311
CUSIP:
71902E60
Initial Case Details
Legal Case Name
In the Matter of the Phoenix Companies, Inc. and PHL Variable Insurance Company
First Document Date
21-Mar-2014
Initial Filing Format
Administrative Action
File Number
3-15810
Allegation Type
Issuer Reporting and Disclosure
Violations Alleged
•
Rules 15d-1, 15d-13 Exchange Act
Resolutions
First Resolution Date
21-Mar-2014
Headline Total Penalty and Disgorgement
$950,000
Other Defendants in Action: