Defendant Name:
Lewis E. Daidone
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Thomas v. Jones and Lewis E. Daidone
First Document Date
08-Aug-2005
Initial Filing Format
Civil Proceeding
Case Number
05-cv-07044
Allegation Type
Investment Advisers/Investment Companies
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Managing Director at Citigroup Global Markets Inc.
Violations Alleged
Related Violations Alleged
Lewis E. Daidone is alleged to have aided and abetted Citigroup Global Markets Inc.'s violation of Sections 206(1), 206(2) Advisers Act (willfully/knowingly).
Resolutions
First Resolution Date
26-Feb-2007
Other Defendants in Action:
