Defendant Name:
Timothy Dick
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Akorn, Inc., Timothy Dick, and David Hebeda
First Document Date
26-Mar-2018
Initial Filing Format
Civil Proceeding
Case Number
18-cv-02150
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Illinois, Northern District of Illinois
Affiliations
- Former: CFO at Akorn, Inc. (June 2009—August 2015)
Violations Alleged
Related Violations Alleged
Timothy Dick is alleged to have controlled
Akorn, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Timothy Dick is alleged to have controlled Any Person's violation of Rule 12b-20 of the Exchange Act.
Timothy Dick is alleged to have controlled
Akorn, Inc.'s violation of Sec 13(a) of the Exchange Act.
Timothy Dick is alleged to have controlled Any Person's violation of Sec 13(a) of the Exchange Act.
Timothy Dick is alleged to have controlled
Akorn, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Timothy Dick is alleged to have controlled Any Person's violation of Rule 13a-1 of the Exchange Act.
Timothy Dick is alleged to have controlled
Akorn, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Timothy Dick is alleged to have controlled Any Person's violation of Rule 13a-11 of the Exchange Act.
Timothy Dick is alleged to have controlled
Akorn, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Timothy Dick is alleged to have controlled Any Person's violation of Rule 13a-13 of the Exchange Act.
Timothy Dick is alleged to have controlled
Akorn, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Timothy Dick is alleged to have controlled Any Person's violation of Sec 13(b)(2)(A) of the Exchange Act.
Timothy Dick is alleged to have controlled
Akorn, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Timothy Dick is alleged to have controlled Any Person's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
26-Mar-2018
Headline Total Penalty and Disgorgement
$40,000
Other Defendants in Action:
