Defendant Name:
Moody's Investors Service, Inc.
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
Moody's Corporation
SIC Code:
7323
CUSIP:
61536910
Initial Case Details
Legal Case Name
In the Matter of Moody's Investors Service, Inc.
First Document Date
28-Aug-2018
Initial Filing Format
Administrative Action
File Number
3-18688
Allegation Type
Other
Violations Alleged
•
Sections 15E(c)(3)(A), 17(a)(1) Exchange Act; Rule 17g-2(a)(2) Exchange Act
Resolutions
First Resolution Date
28-Aug-2018
Headline Total Penalty and Disgorgement
$15,000,000