Defendant Name:
Transamerica Asset Management, Inc.
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
Aegon N.V.
SIC Code:
6311
CUSIP:
00792410
Initial Case Details
Legal Case Name
In the Matter of AEGON USA Investment Management, LLC, et al.
First Document Date
27-Aug-2018
Initial Filing Format
Administrative Action
File Number
3-18681
Allegation Type
Investment Advisers/Investment Companies
Violations Alleged
•
Sections 206(2), 206(4) Investment Advisers Act; Rules 206(4)-7, 206(4)-8 Investment Advisers Act; Section 15(c) Investment Company Act
Resolutions
First Resolution Date
27-Aug-2018
Other Defendants in Action: