Defendant Name:
BB&T Securities, LLC
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
BB&T Corporation
SIC Code:
6712
CUSIP:
05493710
Initial Case Details
Legal Case Name
In the Matter of BB&T Securities, LLC, as successor entity to BB&T Investment Services, Inc.
First Document Date
07-Sep-2018
Initial Filing Format
Administrative Action
File Number
3-18730
Allegation Type
Investment Advisers/Investment Companies
Violations Alleged
•
Section 206(2) Advisers Act
Resolutions
First Resolution Date
07-Sep-2018