Defendant Name: Wade D. Miquelon

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Walgreens Boots Alliance, Inc., Gregory D. Wasson and Wade D. Miquelon
First Document Date 28-Sep-2018
Initial Filing Format Administrative Action
File Number 3-18850
Allegation Type Issuer Reporting and Disclosure

Affiliations

Violations Alleged

Securities Act
• Sec 17(a)(2)

Resolutions

First Resolution Date 28-Sep-2018
Headline Total Penalty and Disgorgement $160,000

Related Documents:

33-10562 28-Sep-2018 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order

Other Defendants in Action:

Walgreens Boots Alliance, Inc.
Gregory D. Wasson