Defendant Name: Robert O. Carr

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Heartland Payment Systems, LLC, f/k/a Heartland Payment Systems, Inc. and Robert O. Carr
First Document Date 21-Sep-2018
Initial Filing Format Administrative Action
File Number 3-18819
Allegation Type Issuer Reporting and Disclosure
AAER 3980

Affiliations

Violations Alleged

Securities Act
• Sec 17(a)(2)

Resolutions

First Resolution Date 21-Sep-2018
Headline Total Penalty and Disgorgement $120,000

Related Documents:

33-10558 21-Sep-2018 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Heartland Payment Systems, LLC