Defendant Name: Mark Cannon, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Barrett Business Services, Inc. and Mark Cannon, CPA
First Document Date 20-Sep-2018
Initial Filing Format Administrative Action
File Number 3-18806
Allegation Type Issuer Reporting and Disclosure
AAER 3977

Affiliations

Violations Alleged

Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Mark Cannon, CPA is alleged to have caused Barrett Business Services, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Mark Cannon, CPA is alleged to have caused Barrett Business Services, Inc.'s violation of Sec 13(a) of the Exchange Act.
Mark Cannon, CPA is alleged to have caused Barrett Business Services, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Mark Cannon, CPA is alleged to have caused Barrett Business Services, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Mark Cannon, CPA is alleged to have caused Barrett Business Services, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Mark Cannon, CPA is alleged to have caused Barrett Business Services, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Mark Cannon, CPA is alleged to have caused Barrett Business Services, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 20-Sep-2018
Headline Total Penalty and Disgorgement $20,000

Related Documents:

33-10557 20-Sep-2018 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Barrett Business Services, Inc.

Related Actions:

SEC v. James Douglas Miller
James Douglas Miller 
In the Matter of James Douglas Miller, CPA
James Douglas Miller