Defendant Name:
Hani Zeini
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Hani Zeini
First Document Date
19-Sep-2018
Initial Filing Format
Civil Proceeding
Case Number
18-cv-08103
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Central District of California
Affiliations
- Former: Director—No Specific Position Named in Document at Sientra, Inc.
- Former: CEO at Sientra, Inc.
- Former: President at Sientra, Inc.
- Current: Founder at Sientra, Inc.
Violations Alleged
•
Sec 17(a) (Not specified)
Related Violations Alleged
Hani Zeini is alleged to have aided and abetted Sientra, Inc. 's violation of Sec 17(a)(2) of the Securities Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
15-Aug-2019
Headline Total Penalty and Disgorgement
$160,000
