Defendant Name: Hani Zeini

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Hani Zeini
First Document Date 19-Sep-2018
Initial Filing Format Civil Proceeding
Case Number 18-cv-08103
Allegation Type Issuer Reporting and Disclosure
Federal District Court California, Central District of California

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a)(1)
Sec 17(a)(3)
Sec 17(a) (Not specified)

Related Violations Alleged

Hani Zeini is alleged to have aided and abetted Sientra, Inc. 's violation of Sec 17(a)(2) of the Securities Act.

Resolutions

Bars:
First Resolution Date 15-Aug-2019

Related Documents:

comp24275 19-Sep-2018 Complaint
Complaint
court_doc39_18-cv-08103 15-Aug-2019 Court Docket Document
Final Judgment as to Defendant Hani Zeini

Related Actions:

In the Matter of Sientra, Inc.