Defendant Name:
Patrick J. Mahaffy
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Clovis Oncology Inc., Patrick J Mahaffy, and Erle T. Mast
First Document Date
18-Sep-2018
Initial Filing Format
Civil Proceeding
Case Number
18-cv-02381
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Colorado, District of Colorado
Affiliations
- Current: Director—No Specific Position Named in Document at Clovis Oncology, Inc. (From 2009)
- Current: CEO at Clovis Oncology, Inc. (From 2009)
Related Violations Alleged
Patrick J. Mahaffy is alleged to have aided and abetted
Clovis Oncology, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Patrick J. Mahaffy is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Patrick J. Mahaffy is alleged to have aided and abetted
Clovis Oncology, Inc.'s violation of Sec 13(a) of the Exchange Act.
Patrick J. Mahaffy is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Patrick J. Mahaffy is alleged to have aided and abetted
Clovis Oncology, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Patrick J. Mahaffy is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Resolutions
First Resolution Date
19-Sep-2018
Headline Total Penalty and Disgorgement
$250,000
Other Defendants in Action:
