Defendant Name: Frederick D. Jacobs

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Frederick D. Jacobs
First Document Date 18-Sep-2018
Initial Filing Format Civil Proceeding
Case Number 18-cv-08482
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Securities Act
• Sec 17(a)(2)

Resolutions

First Resolution Date 18-Sep-2018
Headline Total Penalty and Disgorgement $99,155

Related Documents:

court_doc8_18-cv-08482 18-Sep-2018 Court Docket Document
Final Judgment as to Defendant Frederick D. Jacobs
comp24272-jacobs 18-Sep-2018 Complaint
Complaint and Jury Demand

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James Atchison