Defendant Name:
Oaktree Capital Management, L.P.
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
Oaktree Capital Group, LLC
SIC Code:
6282
CUSIP:
67400120
Initial Case Details
Legal Case Name
In the Matter of Oaktree Capital Management, L.P.
First Document Date
10-Jul-2018
Initial Filing Format
Administrative Action
File Number
3-18585
Allegation Type
Municipal Securities & Public Pensions
Violations Alleged
•
Section 206(4) Advisers Act; Rule 206(4)-5 Advisers Act
Resolutions
First Resolution Date
10-Jul-2018