Defendant Name: Pyxus International, Inc. 

Defendant Type: Public Company
SIC Code: 2141
CUSIP: 01877230

Initial Case Details

Legal Case Name In the Matter of Pyxus International, Inc.
First Document Date 09-Nov-2018
Initial Filing Format Administrative Action
File Number 3-18891
Allegation Type Issuer Reporting and Disclosure
AAER 3993

Violations Alleged

Exchange Act
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-11
• Rule 13a-13
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)

Resolutions

First Resolution Date 09-Nov-2018

Related Documents:

34-84562 09-Nov-2018 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On November 9,2018, the SEC instituted cease-and-desist proceedings and determined to accept an Offer of Settlement by Respondent. The SEC stated that: "This matter concerns violations of the reporting, books and records, and internal accounting control provisions of the Exchange Act by Alliance One, a tobacco processing company, from at least 2011 to 2015"
34-84562-s 09-Nov-2018 Administrative Summary
Tobacco Company Settles Accounting and Internal Control Charges
On November 9, 2018, the SEC announced in an administrative summary that: "Pyxus International, Inc., which was formerly known as Alliance One International, Inc. ("AOI"), has agreed to settle charges that it violated the reporting, books and records, and internal accounting control provisions of the federal securities laws."