Defendant Name: Nature's Sunshine Products, Inc.

Defendant Type: Public Company
SIC Code: 2830
CUSIP: 63902710

Initial Case Details

Legal Case Name SEC v. Nature's Sunshine Products, Inc., Douglas Faggioli and Craig D. Huff
First Document Date 31-Jul-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-00672
Allegation Type Foreign Corrupt Practices Act
Federal District Court Utah, District of Utah, Central Division

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-13
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
• Sec 30A

Resolutions

First Resolution Date 31-Jul-2009
Headline Total Penalty and Disgorgement $600,000

Related Documents:

comp21162 31-Jul-2009 Complaint
Complaint
The SEC stated: "This matter involves payments made by Nature's Sunshine Product Inc.'s ("NSP") wholly-owned subsidiary in Brazil to customs agents to import certain unregistered NSP products into Brazil during 2000 and 2001."
LR-21162 31-Jul-2009 Press Release--Civil Action
SEC charges Nature's Sunshine Products, Inc. with Making Illegal Foreign Payments
The Commission stated that: "[It] has filed a settled enforcement against Nature's Sunshine Products Inc. (NSP), its Chief Executive Officer Douglas Faggioli and its former Chief Financial Officer Craig D. Huff."
court_doc6_09-cv-00672 31-Jul-2009 Court Docket Document
Final Judgment as to Defendant Nature's Sunshine Products, Inc.
The Court stated: "The Securities and Exchange Commission having filed a Complaint and Defendant Nature's Sunshine Products, Inc. having entered a general appearance; consented to the Court's jurisdiction over Defendant and the subject matter of this action; consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction); waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment."

Other Defendants in Action:

Douglas Faggioli
Craig D. Huff