Defendant Name:
John H. Dietrich
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of SunOpta, Inc., Steven R. Bromley, CGA, and John H. Dietrich, CA
First Document Date
24-Sep-2010
Initial Filing Format
Administrative Action
File Number
3-14068
Allegation Type
Issuer Reporting and Disclosure
AAER
3189
Affiliations
- Former: Vice President at SunOpta, Inc. (September 2003—March 2009)
- Former: CFO at SunOpta, Inc. (September 2003—March 2009)
Related Violations Alleged
John H. Dietrich is alleged to have caused
SunOpta, Inc.'s violation of Rule 12b-20 of the Exchange Act.
John H. Dietrich is alleged to have caused
SunOpta, Inc.'s violation of Sec 13(a) of the Exchange Act.
John H. Dietrich is alleged to have caused
SunOpta, Inc.'s violation of Rule 13a-11 of the Exchange Act.
John H. Dietrich is alleged to have caused
SunOpta, Inc.'s violation of Rule 13a-13 of the Exchange Act.
John H. Dietrich is alleged to have caused
SunOpta, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
John H. Dietrich is alleged to have caused
SunOpta, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
24-Sep-2010
Headline Total Penalty and Disgorgement
$52,992
Other Defendants in Action: