Defendant Name: John H. Dietrich

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of SunOpta, Inc., Steven R. Bromley, CGA, and John H. Dietrich, CA
First Document Date 24-Sep-2010
Initial Filing Format Administrative Action
File Number 3-14068
Allegation Type Issuer Reporting and Disclosure
AAER 3189

Affiliations

Violations Alleged

Exchange Act
• Rule 13a-14

Related Violations Alleged

John H. Dietrich is alleged to have caused SunOpta, Inc.'s violation of Rule 12b-20 of the Exchange Act.
John H. Dietrich is alleged to have caused SunOpta, Inc.'s violation of Sec 13(a) of the Exchange Act.
John H. Dietrich is alleged to have caused SunOpta, Inc.'s violation of Rule 13a-11 of the Exchange Act.
John H. Dietrich is alleged to have caused SunOpta, Inc.'s violation of Rule 13a-13 of the Exchange Act.
John H. Dietrich is alleged to have caused SunOpta, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
John H. Dietrich is alleged to have caused SunOpta, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 24-Sep-2010
Headline Total Penalty and Disgorgement $52,992

Related Documents:

34-62988 24-Sep-2010 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Other Defendants in Action:

SunOpta, Inc.
Steven R. Bromley