Defendant Name: Frank C. Lin

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Trident Microsystems, Inc., Frank C. Lin, and Peter Y. Jen
First Document Date 16-Jul-2010
Initial Filing Format Civil Proceeding
Case Number 10-cv-01202
Allegation Type Issuer Reporting and Disclosure
Federal District Court District of Columbia, District of Columbia

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(2)(B)
Sec 13(b)(5)
Sec 14(a)
Rule 14a-9
Securities Act
Sec 17(a)(1)
Sec 17(a)(2)
Sec 17(a)(3)
Sec 17(a) (Not specified)
Other
Section 16(a) Exchange Act; Rules 13b2-1, 13b2-2, 16a-3 Exchange Act

Related Violations Alleged

Frank C. Lin is alleged to have aided and abetted Trident Microsystems, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Frank C. Lin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Frank C. Lin is alleged to have aided and abetted Trident Microsystems, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Frank C. Lin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Frank C. Lin is alleged to have aided and abetted Trident Microsystems, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Frank C. Lin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Frank C. Lin is alleged to have aided and abetted Trident Microsystems, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Frank C. Lin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Frank C. Lin is alleged to have aided and abetted Trident Microsystems, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Frank C. Lin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Frank C. Lin is alleged to have aided and abetted Trident Microsystems, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Frank C. Lin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).

Resolutions

Bars:
First Resolution Date 16-Jul-2010

Related Documents:

comp21593 16-Jul-2010 Complaint
Complaint
court_doc8_10-cv-01202 16-Jul-2010 Court Docket Document
Final Judgment as to Defendant Frank C. Lin

Other Defendants in Action: