Defendant Name:
John S. Sokol
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Bancinsurance Corporation and John S. Sokol
First Document Date
16-Nov-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-02155
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Current: Director—Chairman at Bancinsurance Corporation (From June 2007)
- Current: CEO at Bancinsurance Corporation (From June 2007)
- Current: President at Bancinsurance Corporation (From June 1999)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
John S. Sokol is alleged to have aided and abetted
Bancinsurance Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
John S. Sokol is alleged to have aided and abetted
Bancinsurance Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
19-Nov-2009
Headline Total Penalty and Disgorgement
$60,000
Other Defendants in Action:
