Defendant Name: David Giles

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Frank J. Custable, Jr., Sara Wetzel, Suburban Capital Corporation, Francis Scott Widen, Wasatch Pharmaceutical Inc., David Giles, Gary Heesch, Pacel Corporation, David Calkins, Gateway Distributors, Ltd., Richard Bailey, and Thermoelastic Technologies, Inc.
First Document Date 01-Apr-2003
Initial Filing Format Civil Proceeding
Case Number 03-cv-02182
Allegation Type Issuer Reporting and Disclosure
Federal District Court Illinois, Northern District of Illinois

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a)(1)
• Sec 17(a)(2)
• Sec 17(a)(3)

Resolutions

First Resolution Date
Headline Total Penalty and Disgorgement $14,759,833

Related Documents:

comp18057 01-Apr-2003 Complaint
Complaint for Injunctive and Other Equitable Relief

Other Defendants in Action:

Blagman Media International, Inc.
ThermoElastic Technologies, Inc.
Wasatch Pharmaceutical, Inc.
Richard Bailey
Gateway Distributors, Ltd.
Pacel Corporation
Gary Heesch
Francis Scott Widen
Suburban Capital Corporation
Sara Wetzel
Frank J. Custable, Jr.
David Calkins