Defendant Name: Charles W. Stiefel

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Stiefel Laboratories Inc. and Charles W. Stiefel
First Document Date 12-Dec-2011
Initial Filing Format Civil Proceeding
Case Number 11-cv-24438
Allegation Type Issuer Reporting and Disclosure
Federal District Court Florida, Southern District of Florida


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5

Related Violations Alleged

Charles W. Stiefel is alleged to have aided and abetted Stiefel Laboratories Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.


First Resolution Date 04-Jun-2020
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp22187 12-Dec-2011 Complaint
Complaint for Injunctive and Other Relief
court_doc234_11-cv-24438 04-Jun-2020 Court Docket Document
Final Judgment Against Defendant Charles W. Stiefel

Other Defendants in Action: