Defendant Name:
Charles W. Stiefel
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Stiefel Laboratories Inc. and Charles W. Stiefel
First Document Date
12-Dec-2011
Initial Filing Format
Civil Proceeding
Case Number
11-cv-24438
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Florida, Southern District of Florida
Affiliations
- Former: Director—Chairman at Stiefel Laboratories Inc. (2001—June 2009)
- Former: CEO at Stiefel Laboratories Inc. (2001—June 2009)
- Former: Controlling Shareholder at Stiefel Laboratories Inc. (From 2006)
Related Violations Alleged
Charles W. Stiefel is alleged to have aided and abetted
Stiefel Laboratories Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Resolutions
First Resolution Date
04-Jun-2020
Headline Total Penalty and Disgorgement
$10,490,000
Other Defendants in Action:
