Defendant Name:
Benjamin H. Gordon
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Benjamin H. Gordon
First Document Date
20-Jun-2019
Initial Filing Format
Administrative Action
File Number
3-19210
Allegation Type
Issuer Reporting and Disclosure
Affiliations
- Former: Director—No Specific Position Named in Document at Ability Inc. (December 2015—December 2016)
- Former: Director—No Specific Position Named in Document at Cambridge Capital Acquisition Corp.
- Former: CEO at Cambridge Capital Acquisition Corp.
- Former: Treasurer at Cambridge Capital Acquisition Corp.
- Former: Secretary at Cambridge Capital Acquisition Corp.
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization for 12 months
- Bar from participating in any penny stock offering for 12 months
- Prohibited from serving in various capacities for an advisory board, investment adviser or depositor of, or principal underwriter for, a registered investment company or affiliated person of such investment adviser, depositor, or principal underwriter for 12 months
First Resolution Date
20-Jun-2019