Defendant Name:
State Street Bank and Trust Company
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
State Street Corporation
SIC Code:
6022
CUSIP:
85747710
Initial Case Details
Legal Case Name
In the Matter of State Street Bank and Trust Company
First Document Date
27-Jun-2019
Initial Filing Format
Administrative Action
File Number
3-19221
Allegation Type
Investment Advisers/Investment Companies
Violations Alleged
•
Section 34(b) Investment Company Act
Related Violations Alleged
State Street Bank and Trust Company is alleged to have caused an unidentified individual or entity's violation of Section 31(a) Investment Company Act; Rules 31a-1(a), 31a-1(b) Investment Company Act.
Resolutions
First Resolution Date
27-Jun-2019