Defendant Name: Michael J. Poppe

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Conn's, Inc. and Michael J. Poppe
First Document Date 15-Jul-2019
Initial Filing Format Civil Proceeding
Case Number 19-cv-02534
Allegation Type Issuer Reporting and Disclosure
Federal District Court Texas, Southern District of Texas

Affiliations

Violations Alleged

Securities Act
• Sec 17(a)(3)

Resolutions

First Resolution Date 16-Jul-2019
Headline Total Penalty and Disgorgement $50,000

Related Documents:

comp24532 15-Jul-2019 Complaint
Complaint
court_doc5_19-cv-02534 16-Jul-2019 Court Docket Document
Final Judgment as to Defendant Michael J. Poppe

Other Defendants in Action:

Conn's Inc.