Defendant Name: Michael A. Gramins

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Ross B. Shapiro, Michael A. Gramins, and Tyler G. Peters
First Document Date 08-Sep-2015
Initial Filing Format Civil Proceeding
Case Number 15-cv-07045
Allegation Type Broker Dealer
Federal District Court New York, Southern District of New York


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)


First Resolution Date 26-Apr-2022

Related Documents:

comp-pr2015-181 08-Sep-2015 Complaint
court_doc194_15-cv-07045 26-Apr-2022 Court Docket Document
Judgement as to Defendant Michael A. Gramins

Other Defendants in Action:

Related Actions:

In the Matter of Nomura Securities International, Inc.
In the Matter of Ross B. Shapiro
In the Matter of Michael A. Gramins