Defendant Name: Michael A. Gramins

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Ross B. Shapiro, Michael A. Gramins, and Tyler G. Peters
First Document Date 08-Sep-2015
Initial Filing Format Civil Proceeding
Case Number 15-cv-07045
Allegation Type Broker Dealer
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)

Resolutions

First Resolution Date 26-Apr-2022

Related Documents:

comp-pr2015-181 08-Sep-2015 Complaint
Complaint
court_doc194_15-cv-07045 26-Apr-2022 Court Docket Document
Judgement as to Defendant Michael A. Gramins

Other Defendants in Action:

Ross B. Shapiro
Tyler G. Peters

Related Actions:

In the Matter of Nomura Securities International, Inc.
Nomura Securities International, Inc.
In the Matter of Ross B. Shapiro
Ross B. Shapiro
In the Matter of Michael A. Gramins
Michael A. Gramins