Defendant Name: Microsoft Corporation 

Defendant Type: Public Company
SIC Code: 7370
CUSIP: 59491810

Initial Case Details

Legal Case Name In the Matter of Microsoft Corporation
First Document Date 22-Jul-2019
Initial Filing Format Administrative Action
File Number 3-19260
Allegation Type Foreign Corrupt Practices Act

Violations Alleged

Exchange Act
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)

Resolutions

First Resolution Date 22-Jul-2019
Headline Total Penalty and Disgorgement $16,565,151

Related Documents:

34-86421 22-Jul-2019 Administrative Proceeding
Order Instituting Cease-and-Desist Order Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
The Commission stated: "This matter concerns violations of the books and records and internal accounting provisions of the Foreign Corrupt Practices Act of 1977 (the "FCPA") by Microsoft Corporation, a technology and software solutions provider, related to its operations in Hungary, Saudi Arabia, Thailand and Turkey."
34-86421-s 22-Jul-2019 Administrative Summary
SEC Charges Microsoft Corporation with FCPA Violations
The Commission stated: "Microsoft Corporation has agreed to pay more than $16 million to settle charges that it violated the Foreign Corrupt Practices Act (FCPA) in connection with its operations in four different foreign based subsidiaries."