Defendant Name: Sridhar Thiruvengadam

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Sridhar Thiruvengadam
First Document Date 13-Sep-2019
Initial Filing Format Administrative Action
File Number 3-19446
Allegation Type Foreign Corrupt Practices Act
AAER 4074

Affiliations

Violations Alleged

Exchange Act
Sec 13(b)(5)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Sridhar Thiruvengadam is alleged to have caused Cognizant Technology Solutions Corporation 's violation of Sec 13(b)(2)(A) of the Exchange Act.
Sridhar Thiruvengadam is alleged to have caused Cognizant Technology Solutions Corporation 's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 13-Sep-2019
Headline Total Penalty and Disgorgement $50,000

Related Documents:

34-86963 13-Sep-2019 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Related Actions:

In the Matter of Cognizant Technology Solutions Corporation
SEC v. Gordon J. Coburn and Steven E. Schwartz