Defendant Name:
Raymond James Financial Services, Inc.
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
Raymond James Financial, Inc.
SIC Code:
6221
CUSIP:
75473010
Initial Case Details
Legal Case Name
In the Matter of Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Raymond James Financial Services Advisors, Inc.
First Document Date
17-Sep-2019
Initial Filing Format
Administrative Action
File Number
3-19464
Allegation Type
Investment Advisers/Investment Companies
Resolutions
First Resolution Date
17-Sep-2019
Other Defendants in Action: