Defendant Name: Donald F. McGraw, JR.

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Donald F. McGraw, JR.
First Document Date 20-Sep-2019
Initial Filing Format Administrative Action
File Number 3-19479
Allegation Type Issuer Reporting and Disclosure
AAER 4083

Affiliations

Violations Alleged

Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Donald F. McGraw, JR. is alleged to have caused The Bancorp, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Donald F. McGraw, JR. is alleged to have caused The Bancorp, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 20-Sep-2019
Headline Total Penalty and Disgorgement $50,000

Related Documents:

34-87038 20-Sep-2019 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Related Actions:

In the Matter of The Bancorp, Inc.
The Bancorp, Inc.
In the Matter of James David Hilty
James David Hilty