Defendant Name: Nancy Gougarty

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Westport Fuel Systems, Inc. and Nancy Gougarty
First Document Date 27-Sep-2019
Initial Filing Format Administrative Action
File Number 3-19543
Allegation Type Foreign Corrupt Practices Act

Affiliations

Violations Alleged

Exchange Act
• Rule 13a-14
• Sec 13(b)(5)
• Sec 30A
Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Nancy Gougarty is alleged to have caused Westport Fuel Systems, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Nancy Gougarty is alleged to have caused Westport Fuel Systems, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 27-Sep-2019
Headline Total Penalty and Disgorgement $120,000

Related Documents:

34-87138 27-Sep-2019 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Other Defendants in Action:

Westport Fuel Systems, Inc.