Securities Enforcement Empirical Database (SEED)

Defendant Name: Robert P. Verheecke

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Blue Coat Systems, Inc. and Robert P. Verheecke

First Document Date 12-Nov-2008

Initial Filing Format Civil Proceeding

Case Number 08-cv-05127

Allegation Type Issuer Reporting and Disclosure

Federal District Court California, Northern District of California

Affiliations

Former: Senior Vice President at Blue Coat Systems, Inc. (May 2001—May 2005)
Former: CFO at Blue Coat Systems, Inc. (May 2001—May 2005)
Former: Secretary at Blue Coat Systems, Inc. (May 2001—May 2005)

Violations Alleged

Exchange Act

• Sec 10(b) + Rule 10b-5

• Rule 13a-14

• Sec 13(b)(5)

Securities Act

• Sec 17(a)(1)

• Sec 17(a)(2)

• Sec 17(a)(3)

• Sec 17(a) (Not specified)

Other

• Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Robert P. Verheecke is alleged to have aided and abetted Blue Coat Systems, Inc.'s violation of Rule 12b-20 of the Exchange Act.

Robert P. Verheecke is alleged to have aided and abetted Blue Coat Systems, Inc.'s violation of Sec 13(a) of the Exchange Act.

Robert P. Verheecke is alleged to have aided and abetted Blue Coat Systems, Inc.'s violation of Rule 13a-1 of the Exchange Act.

Robert P. Verheecke is alleged to have aided and abetted Blue Coat Systems, Inc.'s violation of Rule 13a-11 of the Exchange Act.

Robert P. Verheecke is alleged to have aided and abetted Blue Coat Systems, Inc.'s violation of Rule 13a-13 of the Exchange Act.

Robert P. Verheecke is alleged to have aided and abetted Blue Coat Systems, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Robert P. Verheecke is alleged to have aided and abetted Blue Coat Systems, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Robert P. Verheecke is alleged to have aided and abetted Blue Coat Systems, Inc.'s violation of Sec 14(a) of the Exchange Act.

Robert P. Verheecke is alleged to have aided and abetted Blue Coat Systems, Inc.'s violation of Rule 14a-9 of the Exchange Act.

Resolutions

Bars:

Bar from acting as Director or Officer of a public company for 5 years

First Resolution Date 20-Nov-2008

Headline Total Penalty and Disgorgement $185,946

Other Defendants in Action:

Blue Coat Systems, Inc.

Related Actions:

In the Matter of Robert P. Verheecke (CPA)

Robert P. Verheecke