Defendant Name: Gary A. Prince

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Steven R. Chamberlain, Elaine M. Brown, and Gary A. Prince
First Document Date 30-Jul-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-01423
Allegation Type Issuer Reporting and Disclosure
Federal District Court District of Columbia, District of Columbia

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)
Other
Section 16(a) Exchange Act; Rule 16a-3 Exchange Act

Related Violations Alleged

Gary A. Prince is alleged to have aided and abetted Integral Systems, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Gary A. Prince is alleged to have aided and abetted Integral Systems, Inc.'s violation of Sec 13(a) of the Exchange Act.
Gary A. Prince is alleged to have aided and abetted Integral Systems, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Gary A. Prince is alleged to have aided and abetted Integral Systems, Inc.'s violation of Sec 14(a) of the Exchange Act.
Gary A. Prince is alleged to have aided and abetted Steven R. Chamberlain's violation of Sec 14(a) of the Exchange Act.
Gary A. Prince is alleged to have aided and abetted Integral Systems, Inc.'s violation of Rule 14a-9 of the Exchange Act.
Gary A. Prince is alleged to have aided and abetted Steven R. Chamberlain's violation of Rule 14a-9 of the Exchange Act.

Resolutions

First Resolution Date 02-May-2013

Related Documents:

complaint_09-cv-01423 30-Jul-2009 Complaint
Complaint
court_doc157_09-cv-01423 02-May-2013 Court Docket Document
Order

Other Defendants in Action:

Related Actions:

In the Matter of Integral Systems, Inc.