Defendant Name: Calumet Specialty Products Partners, L.P.

Defendant Type: Public Company
SIC Code: 2911
CUSIP: 13147610

Initial Case Details

Legal Case Name In the Matter of Calumet Specialty Products Partners, L.P.
First Document Date 25-Nov-2019
Initial Filing Format Administrative Action
File Number 3-19607
Allegation Type Issuer Reporting and Disclosure
AAER 4102

Violations Alleged

Exchange Act
• Rule 12b-20
• Sec 13(a)
• Rule 13a-11

Resolutions

First Resolution Date 25-Nov-2019
Headline Total Penalty and Disgorgement $250,000

Related Documents:

34-87611 25-Nov-2019 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On November 25, 2019, the SEC instituted settled cease-and-desist proceedings against Calumet Specialty Products Partners, L.P. ("Calumet"). The SEC stated: "This matter concerns material misstatements made by Calumet in its March 2018 earnings release concerning its financial results for the year ending December 31, 2017."
34-87611-s 25-Nov-2019 Administrative Summary
SEC Charges Company With Providing Inaccurate Earnings Release
The SEC stated that: "[It] charged an Indianapolis-based producer of specialty hydrocarbon products with providing an inaccurate and misleading earnings release."