Defendant Name:
Stuart W. Fuhlendorf
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Stuart W. Fuhlendorf
First Document Date
14-Sep-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-01292
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Washington, Western District of Washington
Affiliations
- Former: CFO at Isilon Systems, Inc. (2004—October 2007)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Sec 13(a) of the Exchange Act.
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 3 years
First Resolution Date
22-Nov-2011