Defendant Name: Stuart W. Fuhlendorf

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Stuart W. Fuhlendorf
First Document Date 14-Sep-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-01292
Allegation Type Issuer Reporting and Disclosure
Federal District Court Washington, Western District of Washington

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Securities Act
Sec 17(a)(1)
Sec 17(a)(2)
Sec 17(a)(3)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Sec 13(a) of the Exchange Act.
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Stuart W. Fuhlendorf is alleged to have aided and abetted Isilon Systems, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 22-Nov-2011

Related Documents:

comp21210-fuhlendorf 14-Sep-2009 Complaint
Complaint
court_doc363_09-cv-01292 22-Nov-2011 Court Docket Document
Final Judgment as to Defendant Stuart W. Fuhlendorf

Related Actions:

SEC v. Isilon Systems, Inc.