Defendant Name:
Paul Periolat
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. VeriFone Holdings, Inc., and Paul Periolat
First Document Date
01-Sep-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-04046
Allegation Type
Federal District Court
California, Northern District of California
Affiliations
- Former: Supply Chain Controller at VeriFone Holdings, Inc.
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Paul Periolat is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Paul Periolat is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Paul Periolat is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Paul Periolat is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Paul Periolat is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Paul Periolat is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
12-Nov-2009
Headline Total Penalty and Disgorgement
$25,000
Other Defendants in Action:
