Defendant Name: Harpreet Grewal

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Harpreet Grewal
First Document Date 21-Aug-2018
Initial Filing Format Civil Proceeding
Case Number 18-cv-11778
Allegation Type Issuer Reporting and Disclosure
Federal District Court Massachusetts, District of Massachusetts

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Securities Act
Sec 17(a)(2)
Sec 17(a)(3)
Sec 17(a) (Not specified)

Related Violations Alleged

Harpreet Grewal is alleged to have aided and abetted Constant Contact, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted Constant Contact, Inc.'s violation of Sec 13(a) of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted Constant Contact, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted Constant Contact, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted Constant Contact, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted Constant Contact, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

First Resolution Date 27-Nov-2019
Headline Total Penalty and Disgorgement $350,000

Related Documents:

comp-pr2018-161 21-Aug-2018 Complaint
Complaint
court_doc40_18-cv-11778 27-Nov-2019 Court Docket Document
Final Judgment as to Defendant Harpreet Grewal

Related Actions:

In the Matter of Constant Contact, Inc. and Endurance International Group Holdings, Inc.
In the Matter of Hari K. Ravichandran
In the Matter of Waruna Tivanka Ellawala