Defendant Name:
Harpreet Grewal
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Harpreet Grewal
First Document Date
21-Aug-2018
Initial Filing Format
Civil Proceeding
Case Number
18-cv-11778
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Massachusetts, District of Massachusetts
Affiliations
- Former: CFO at Constant Contact, Inc. (July 2010—February 2016)
- Former: Treasurer at Constant Contact, Inc. (July 2010—February 2016)
Violations Alleged
•
Sec 17(a) (Not specified)
Related Violations Alleged
Harpreet Grewal is alleged to have aided and abetted Constant Contact, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted Constant Contact, Inc.'s violation of Sec 13(a) of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted Constant Contact, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted Constant Contact, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted Constant Contact, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted Constant Contact, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Harpreet Grewal is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
27-Nov-2019
Headline Total Penalty and Disgorgement
$350,000
