Defendant Name: AMMB Consultant Sendirian Berhad

Defendant Type: Other

Initial Case Details

Legal Case Name SEC v. AMMB Consultant Sendirian Berhad
First Document Date 26-Jun-2012
Initial Filing Format Civil Proceeding
Case Number 12-cv-01052
Allegation Type Investment Advisers/Investment Companies
Federal District Court District of Columbia, District of Columbia

Violations Alleged

Other
• Sections 15(c), 36(b) Investment Company Act; Sections 206(2), 206(4) Advisers Act; Rule 206(4)-7 Advisers Act

Resolutions

First Resolution Date 13-Jul-2012
Headline Total Penalty and Disgorgement $1,633,750

Related Documents:

complaint_12-cv-01052 26-Jun-2012 Complaint
Complaint for Injunctive and Other Relief
court_doc3_12-cv-01052 13-Jul-2012 Court Docket Document
Final Judgment of Permanent Injunction and Other Relief as to AMMB Consultant Sendirian Berhad

Related Actions:

In the Matter of Morgan Stanley Investment Management Inc.
Morgan Stanley Investment Management Inc.