Defendant Name: Annie Astor-Carbonell (CPA)

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Annie Astor-Carbonell (CPA)
First Document Date 24-Nov-2008
Initial Filing Format Administrative Action
File Number 3-13297
Allegation Type Issuer Reporting and Disclosure
AAER 2903

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Annie Astor-Carbonell (CPA) is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Annie Astor-Carbonell (CPA) is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Annie Astor-Carbonell (CPA) is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Annie Astor-Carbonell (CPA) is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Annie Astor-Carbonell (CPA) is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

Bars:
First Resolution Date

Related Documents:

34-59007 24-Nov-2008 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC v. Doral Financial Corporation
SEC v. First Bancorp
SEC v. Angel Alvarez-Perez and Annie Astor-Carbonell