Defendant Name:
William W. McGuire, M.D.
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. William W. McGuire, M.D.
First Document Date
06-Dec-2007
Initial Filing Format
Civil Proceeding
Case Number
07-cv-04779
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Minnesota, District of Minnesota
Affiliations
- Former: Director—Chairman at UnitedHealth Group Incorporated (1999—October 15, 2006)
- Former: CEO at UnitedHealth Group Incorporated (1991—November 30, 2006)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 16(a) Exchange Act; Rule 16a-3 Exchange Act
Related Violations Alleged
William W. McGuire, M.D. is alleged to have aided and abetted UnitedHealth Group Incorporated's violation of Rule 12b-20 of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted UnitedHealth Group Incorporated's violation of Sec 13(a) of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted UnitedHealth Group Incorporated's violation of Rule 13a-1 of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted UnitedHealth Group Incorporated's violation of Rule 13a-11 of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted UnitedHealth Group Incorporated's violation of Rule 13a-13 of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted UnitedHealth Group Incorporated's violation of Sec 13(b)(2)(A) of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted UnitedHealth Group Incorporated's violation of Sec 13(b)(2)(B) of the Exchange Act.
William W. McGuire, M.D. is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 10 years
First Resolution Date
28-Jan-2009
Headline Total Penalty and Disgorgement
$379,795,088
