Defendant Name:
Calixto Chaves
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Rica Foods, Inc. and Calixto Chaves
First Document Date
29-Dec-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-23546
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Florida, Southern District of Florida
Affiliations
- Former: Director—Chairman at Rica Foods, Inc. (August 1996—August 2004)
- Former: CEO at Rica Foods, Inc. (August 1996—January 2005)
- Former: President at Rica Foods, Inc. (August 1996—August 2004)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Calixto Chaves is alleged to have aided and abetted
Rica Foods, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Calixto Chaves is alleged to have aided and abetted
Rica Foods, Inc.'s violation of Sec 13(a) of the Exchange Act.
Calixto Chaves is alleged to have aided and abetted
Rica Foods, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Calixto Chaves is alleged to have aided and abetted
Rica Foods, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Calixto Chaves is alleged to have aided and abetted
Rica Foods, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Calixto Chaves is alleged to have aided and abetted
Rica Foods, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of permanent duration)
First Resolution Date
24-Feb-2009
Headline Total Penalty and Disgorgement
$50,000
Other Defendants in Action:
