Defendant Name: David D. Klasna

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Presidents Trust Company, LLC, Jon Patrick Pierce, and David D. Klasna
First Document Date 30-Dec-2003
Initial Filing Format Civil Proceeding
Case Number 03-cv-00545
Allegation Type Securities Offering
Federal District Court Nebraska, District of Nebraska

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a)(1)
• Sec 17(a)(2)
• Sec 17(a)(3)
• Sec 17(a) (Not specified)

Resolutions

First Resolution Date 28-Aug-2008

Related Documents:

complaint_03-cv-00545 30-Dec-2003 Complaint
Complaint for Permanent Injunction and Other Relief
court_doc_105-03-cv-00545 28-Aug-2008 Court Docket Document
Order
court_doc_106_03-cv-00545 09-Sep-2008 Court Docket Document
Order of Permanent Injunction as to David D. Klasna

Other Defendants in Action:

Presidents Trust Company, LLC
Jon Patrick Pierce

Related Actions:

In the Matter of Freedom Financial, Inc., Freedom Track, Inc., Freedom Financial Group, Inc., Associated Investment Management, Inc., John Patrick Pierce, and Gary L. Winn
Freedom Financial Group, Inc.
Freedom Financial, Inc.
Freedom Track, Inc.
Associated Investment Management, Inc.
Jon Patrick Pierce
Gary L. Winn