Defendant Name: Brian Crombie

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Biovail Corporation, Eugene N. Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling
First Document Date 24-Mar-2008
Initial Filing Format Civil Proceeding
Case Number 08-cv-02979
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Brian Crombie is alleged to have aided and abetted Biovail Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Brian Crombie is alleged to have aided and abetted Biovail Corporation's violation of Rule 12b-20 of the Exchange Act.
Brian Crombie is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Brian Crombie is alleged to have aided and abetted Biovail Corporation's violation of Sec 13(a) of the Exchange Act.
Brian Crombie is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Brian Crombie is alleged to have aided and abetted Biovail Corporation's violation of Rule 13a-1 of the Exchange Act.
Brian Crombie is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Brian Crombie is alleged to have aided and abetted Biovail Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Brian Crombie is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Brian Crombie is alleged to have aided and abetted Biovail Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Brian Crombie is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Brian Crombie is alleged to have aided and abetted Biovail Corporation's violation of Rule 13a-16 Exchange Act.
Brian Crombie is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-16 Exchange Act.

Resolutions

Bars:
First Resolution Date 14-Apr-2011
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp20506 24-Mar-2008 Complaint
Complaint
court_doc38_08-cv-02979 01-Aug-2008 Complaint
Amended Complaint
court_doc289_08-cv-02979 14-Apr-2011 Court Docket Document
Final Judgment as to Defendant Brian Crombie

Other Defendants in Action:

Biovail Corporation
Kenneth G. Howling
John Miszuk
Eugene N. Melnyk